Toroso Advisors
JOHN LOWREY
Senior Vice President
Nadine Mosco
Vice President of Operations and Reporting
Margaret Burgdorf
Database & CRM Management
Management Team
Guillermo Trias
CEO
Mike Venuto
CIO
Dan Carlson
CFO
Senior Vice President
John leads Toroso Advisors northeast advisory practice and has established relationships with accountants, payroll companies, and plan sponsors that offer qualified retirement plan solutions that include open architecture platforms and fiduciary services. He has also partners with individual clients to manage their personal and IRA Rollover assets.
He has over two decades of experience in the financial services industry and has sold, implemented, and serviced 100’s of qualified retirement plans including: 401(k), Profit Sharing, and Cash Balance retirement plans.
After having worked at ADP and Fidelity Investments, and having owned and operated his own registered investment adviser firm, John understands the perspectives of ownership, management, and the rank and file employee, and how to successfully communicate with all three groups.
His career in the financial services industry, solid retention rate, and outstanding reputation among both his colleagues and clients are the direct result of his understanding, ability, and practice of:
Setting proper expectations
Creating flexible, accountable and comprehensive solutions that meet his clients' needs
Always putting the participants and individual account holders first
He holds a Bachelor of Arts in Business Management and the Series 65 securities license.
Vice President of Operations and Reporting
Jim Carroll joined Toroso Advisors in June 2019. Previously, he founded Long Run Capital Management in 2003 to manage investments for high net worth families and related trusts and charitable vehicles.
Mr. Carroll specializes in systematic ETF strategies designed to achieve specific objectives. He also serves as sub-advisor for an insurance dedicated fund and a multi-manager volatility strategy.
Mr. Carroll's previous experience includes four years as Chief Financial Officer of a NASDAQ-listed company and sixteen years as an investment banker with Smith Barney, Kidder Peabody and Bear Stearns.
He also served four years of active duty as an officer in the US Army. Mr. Carroll earned a BA in Psychology from Claremont McKenna College and an MBA from Harvard Business School.
Database & CRM Management
Sandra Lake is a senior registered associate with Toroso Advisors. She is responsible for various aspects of client service, administrative and operational functions. Sandra has been working with Jim for more than 7 years.
She previously worked in the wealth management office for two wealthy families. In addition, she worked as a registered associate at Smith Barney and Morgan Stanley for 9 years. She is a graduate of the University of Alaska, Anchorage with a Bachelor’s degree in Business Administration. Sandra holds the Series 7, 63 and 65 securities licenses.
CEO
CIO
CFO